Mutual Funds - Profile

Catalyst Exceed Defined Risk Fund

US > Multi-Cap > Core

Rank

Universe Rank

Summary

The fund seeks capital appreciation in the long term by investing in companies across any size in the United States.

The sub-advisor’s investment process is designed to invest in a series of put and call options on exchange traded funds that track the S&P 500 Index and in fixed income securities.

The investment strategy is implemented through a rolling laddered portfolio.

Then the research team evaluates each series which consists of a sold put option which serves to buffer losses to approximately 10%, and an upside call spread which allows for upside participation More

Price

  • Last Close
  • $11.15
    +0.05
  • 52 Week HL
  • $11.88 - $9.76
  • Net Assets
  • $69 M
  • Expense Ratio

Portfolio

  • Holdings
  • -
  • Turnover Ratio
  • -

Sector Allocation
Mar 31, 2021

Top 10 Holdings
Mar 31, 2021

Company Holding
Invesco 22.9
Apple Inc 7.19
Opus Bank 6.52
Microsoft Corporation 5.36
Amazon Com 5.20
Company Holding
Tesla Inc 2.63
Facebook Inc 2.09
Alphabet CL 1.84
Alphabet Inc 1.67
NVIDIA Corporation 1.56
Total 56.96%

Manager

  • Name
  • Joseph Halpern
  • Leadership
  • Single Manager
  • Tenure
  • 2003
  • Advisor
  • Exceed Advisory LLC

Documents

  • Annual Reports

Performance
4.5 % YTD

  • 3 Year
  • 15.39%
  • 5 Year
  • 33.61%
  • Best
  • 12.81%
    2019
  • Worst
  • -10.46%
    2015

Returns +
A

2021 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011
CLPCX 16%19%29%-7%19%10%-1%10%31%14%-1%
S&P 500 19%16%29%-6%19%10%-1%11%30%13%0%

Returns +
Q

2021 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011
Q1 -2.3% -18.1% 9.1% -1.1% 2.2% -2.1% 3.9% - - - -
Q2 6.2% 14% 2.2% 4% 1.4% -5.5% -2.8% 2.9% - - -
Q3 6.5% 3.6% 0.6% 3.4% 2.1% 3.5% -9.4% 0.9% - - -
Q4 - 7% -0.7% -9.1% 1.3% 4.8% -2.1% 11.5% - - -

Returns +
M

J F M A M J J A S O N D
2021 2% -3.4% -0.8% 3.6% -1.8% 4.4% 3.5% 2.9% - -5.5% - -
2020 -0.2% -6.1% -12.5% 8.7% 3.3% 1.6% 3.4% 2.5% -2.3% -1.4% 5.2% 3.2%

Annual Return

Index Comparison

Alpha

NAV